Trenches and Excavations: The Depths That Change the Rules

Four feet, five feet and twenty feet each switch on a different duty, and the one most people get wrong is that the ladder comes before the trench box.
The depth that switches each duty on
| 4 feet, trench | A stairway, ladder, ramp or other safe means of egress, within 25 feet of lateral travel. 1926.651(c)(2) |
| Over 4 feet | Atmosphere testing where a hazardous atmosphere could reasonably be expected. 1926.651(g) |
| 5 feet | A protective system against cave-ins, unless the excavation is entirely in stable rock. 1926.652(a)(1) |
| Under 5 feet | Still needs a protective system UNLESS a competent person examines the ground and finds no indication of a potential cave-in. It is not automatically exempt |
| Any depth | Spoil, materials and equipment kept at least 2 feet back from the edge, or retained. 1926.651(j)(2) |
| Any depth | Daily inspection by a competent person, before work starts and as needed through the shift. 1926.651(k) |
The order people get wrong
- The EGRESS duty starts at 4 feet. The PROTECTIVE SYSTEM duty starts at 5 feet. So there is a band where a trench legally needs a ladder within 25 feet of you and does not yet need a box, and that ladder is not optional.
- Under 5 feet is not a free pass. 1926.652(a)(1)(ii) exempts it only where a competent person has examined the ground and found no indication of a potential cave-in. No examination, no exemption.
- 19.5 percent oxygen is the figure named in 1926.651(g)(1)(ii). Below that, precautions are required.
Signs of distress, in the regulation's own words
- Fissures developing in the face of, or adjacent to, an open excavation
- Subsidence of the edge of the excavation
- Slumping of material from the face
- Bulging or heaving of material from the bottom
- Spalling of material from the face
- Ravelling: small amounts such as pebbles or little clumps suddenly separating from the face and trickling or rolling down
Maximum allowable slope, simple slope, 20 feet or less deep
| Type A soil | 3/4 to 1. Appendix B, Figure B-1.1 |
| Type A, SHORT TERM | 1/2 to 1, but only if open 24 hours or less AND 12 feet or less deep. Figure B-1.1 |
| Type B soil | 1 to 1. Figure B-1.2 |
| Type C soil | 1 1/2 to 1. Figure B-1.3 |
| Read it as | HORIZONTAL to VERTICAL. Figure B-1 states it outright: all slopes are the horizontal to vertical ratio |
| Deeper than 20 feet | Figure B-1 stops at 20 feet. Past that you are into the other options in 1926.652(b), which include design by a registered professional engineer |
The sloping rules around those numbers
| Classify first | Soil and rock are classified under Appendix A. The ratio follows the classification, not the other way round. Appendix B(c)(1) |
| If you see distress | Cut the actual slope back to at least 1/2 horizontal to 1 vertical LESS STEEP than the maximum allowable. Appendix B(c)(3)(ii) |
| Surcharge loads | Stored material, operating plant or traffic near the edge means a competent person must reduce the slope further, and must make sure it happens. Appendix B(c)(3)(iii) |
| Vertical lower portions | Where they are supported or shielded, the support must extend at least 18 INCHES above the top of the vertical side. Figure B-1 |
| Type A unsupported vertical side | Maximum 3 1/2 feet, and only up to 8 feet of depth. From over 8 up to 12 feet the slope above it must be 1:1. Figure B-1.1 |
| Short term exposure | Means 24 hours or less that the excavation is open. Appendix B(b) |
Sources: ecfr.gov · osha.gov
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